There are three candidates for one of the small firm seats on the FINRA Board of Directors, and they are taking aim at FINRA.
I have written about FINRA's unfair, or uneven, policies where small firms are treated more harshly than larger firms, and it is clearly a problem. Adding three small firm seats to the board did not help, but maybe this spotlight on FINRA will be a move in the right direction.
There is more at InvestmentNews.com...
FINRA Targeting Small Firms and Individual Brokers?
I have written about FINRA's unfair, or uneven, policies where small firms are treated more harshly than larger firms, and it is clearly a problem. Adding three small firm seats to the board did not help, but maybe this spotlight on FINRA will be a move in the right direction.
There is more at InvestmentNews.com...
FINRA Targeting Small Firms and Individual Brokers?
