Friday, August 10, 2012

FINRA Small Firm Board Candidates Unload on the SRO

There are three candidates for one of the small firm seats on the FINRA Board of Directors, and they are taking aim at FINRA.

I have written about FINRA's unfair, or uneven, policies where small firms are treated more harshly than larger firms, and it is clearly a problem. Adding three small firm seats to the board did not help, but maybe this spotlight on FINRA will be a move in the right direction.

There is more at

FINRA Targeting Small Firms and Individual Brokers?